Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Takeshige Ota

    IRN TXO01234

    • (229)CF30 Customer (21 Jun 2012 to 21 Mar 2016)
  • Tamsin Weaver

    IRN TJW01209

    • (254)CF30 Customer (8 Jan 2016 to 18 Jul 2017)
  • Tanneguy Marie Emmanuel Gilbert

    IRN TMG01012

    • (42)CF21 Investment Adviser (25 Jul 2003 to 17 May 2004)
  • Tarek Sherif Shehab

    IRN TSS01033

    • (499)[FCA CF] Manager of certification employee (25 Aug 2024 to 15 Jan 2026)
    • (500)[FCA CF] Significant management (25 Aug 2024 to 15 Jan 2026)
    • (497)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
    • (498)[FCA CF] Material risk taker (26 Aug 2020 to 15 Jan 2026)
    • (496)CF30 Customer (8 Jul 2014 to 8 Dec 2019)
  • Tatsuo Wakabayashi

    IRN TXW01104

    • (330)CF2 Non Executive Director (9 Jul 2010 to 28 Jun 2011)
    • (327)CF10 Compliance Oversight (11 Jul 2002 to 1 Dec 2002)
    • (326)CF26 Customer Trading (1 Dec 2001 to 10 Jul 2002)
    • (328)CF8 Apportionment and Oversight (1 Dec 2001 to 27 May 2003)
    • (329)CF3 Chief Executive (1 Dec 2001 to 27 May 2003)
    • (331)CF1 Director (1 Dec 2001 to 27 May 2003)
  • Temitope Adekanmbi

    IRN TXA00159

    • (562)[FCA CF] CASS oversight function (17 Feb 2022 to 19 Jul 2024)
    • (561)[FCA CF] Material risk taker (17 Feb 2022 to 19 Jul 2024)
  • Terry Blinkhorne

    IRN TXB01087

    • (163)CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2004)
  • Terry Wright

    IRN TXW01103

    • (338)CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2004)
  • Tetsuo Yanagawa

    IRN TXY01015

    • (177)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
  • Tetsuya Ikawa

    IRN IXT01189

    • (148)CF30 Customer (27 Nov 2014 to 1 Jun 2015)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Mitsubishi UFJ Trust International Limited

  2. trading name added: Mitsubishi Trust International Limited

  3. controlled function added: (7)SMF1 Chief Executive

  4. controlled function added: (6)SMF3 Executive Director

  5. controlled function added: (5)Director of firm who is not a certification employee or a SMF manager

  6. controlled function added: (4)SMF9 Chair of the Governing Body

  7. controlled function added: (3)Director of firm who is not a certification employee or a SMF manager

  8. controlled function added: (2)[FCA CF] Significant management

  9. controlled function added: (1)[FCA CF] Material risk taker

  10. controlled function added: (642)CF1 Director

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