Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Paul Macdonald

    IRN MPM01149

    • (261)CF30 Customer (21 Jan 2015 to 30 Nov 2016)
  • Matthieu Millet

    IRN MXM01377

    • (211)CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2005)
  • Maxim James King

    IRN MJK01096

    • (232)CF30 Customer (1 Nov 2007 to 8 Oct 2015)
    • (233)CF21 Investment Adviser (3 Nov 2005 to 31 Oct 2007)
  • Maximiliano Alfredo Garcia Galland

    IRN MAG01145

    • (106)CF30 Customer (29 Apr 2009 to 16 Dec 2016)
  • Mayuko Seki

    IRN MXS01865

    • (93)CF21 Investment Adviser (9 Dec 2002 to 12 Aug 2005)
  • Mehraj Butterfield-Mashoofi

    IRN MXS02755

    • (342)CF30 Customer (6 Sep 2010 to 17 Mar 2014)
  • Meijing Melissa Say

    IRN MXS00288

    • (449)[FCA CF] Material risk taker (26 Aug 2020 to 25 Aug 2022)
    • (448)[FCA CF] Client dealing (26 Aug 2020 to 11 May 2023)
  • Michael Alexander Hawkins

    IRN MAH01323

    • (510)[FCA CF] Client dealing (26 Aug 2020 to 26 Aug 2022)
    • (511)[FCA CF] Material risk taker (26 Aug 2020 to 26 Aug 2022)
    • (513)[FCA CF] Significant management (26 Aug 2020 to 26 Aug 2022)
    • (512)[FCA CF] Manager of certification employee (26 Aug 2020 to 26 Aug 2022)
    • (508)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (509)CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
  • Michael John Wisdom

    IRN MJW01347

    • (32)CF30 Customer (22 Sep 2008 to 25 Sep 2009)
  • Michael Shaun Jay

    IRN MXJ00537

    • (349)[FCA CF] Client dealing (1 Jul 2025 to 29 Oct 2025)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Mitsubishi UFJ Trust International Limited

  2. trading name added: Mitsubishi Trust International Limited

  3. controlled function added: (7)SMF1 Chief Executive

  4. controlled function added: (6)SMF3 Executive Director

  5. controlled function added: (5)Director of firm who is not a certification employee or a SMF manager

  6. controlled function added: (4)SMF9 Chair of the Governing Body

  7. controlled function added: (3)Director of firm who is not a certification employee or a SMF manager

  8. controlled function added: (2)[FCA CF] Significant management

  9. controlled function added: (1)[FCA CF] Material risk taker

  10. controlled function added: (642)CF1 Director

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