Michael John Wisdom

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (8 Dec 2009 to 7 Jul 2011)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (32)CF30 Customer (22 Sep 2008 to 25 Sep 2009)
The Toronto-Dominion Bank (no longer approved here)
FRN 124859
- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF21 Investment Adviser (10 Jun 2005 to 31 Oct 2007)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF21 Investment Adviser (21 Feb 2002 to 11 Nov 2004)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF21 Investment Adviser (21 Feb 2002 to 11 Nov 2004)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (32)CF30 Customer at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.