Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANGELA FAY STANGAR

    IRN AXS91291

    • (626)SMF16 Compliance Oversight (16 Dec 2020 to 21 May 2024)
    • (625)SMF17 Money Laundering Reporting Officer (MLRO) (16 Dec 2020 to 21 May 2024)
  • Adam Stark

    IRN AXS04307

    • (7)CF30 Customer (2 Nov 2015 to 23 Nov 2015)
  • Ai Leen Ngui

    IRN ALN01013

    • (243)CF21 Investment Adviser (9 Dec 2002 to 19 Dec 2006)
  • Aileen Kok

    IRN AXK00136

    • (460)[FCA CF] Client dealing (26 Aug 2020 to 21 Aug 2023)
    • (461)[FCA CF] Material risk taker (26 Aug 2020 to 21 Aug 2023)
  • Akihito Watanabe

    IRN AXW02394

    • (119)CF2 Non Executive Director (27 Apr 2018 to 1 Apr 2019)
  • Alan William Weatherley

    IRN AWW01028

    • (155)CF30 Customer (1 Nov 2007 to 20 Oct 2017)
    • (156)CF21 Investment Adviser (29 May 2002 to 31 Oct 2007)
  • Alberto Valzolgher

    IRN AXV01555

    • (488)[FCA CF] Client dealing (26 Aug 2020 to 14 Sep 2022)
    • (487)CF30 Customer (31 Aug 2017 to 8 Dec 2019)
  • Alexander Edward Beattie

    IRN AEB01132

    • (133)CF30 Customer (11 Feb 2014 to 15 Feb 2016)
  • Alexander James Morgan

    IRN AJM01787

    • (250)CF30 Customer (17 Feb 2017 to 30 Nov 2018)
  • Alexander James Smith

    IRN AJS01739

    • (164)CF30 Customer (6 Jul 2016 to 7 Sep 2016)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (611)[FCA CF] Client dealing

  2. controlled function added: (610)CF30 Customer

  3. controlled function added: (609)Director of firm who is not a certification employee or a SMF manager

  4. controlled function added: (608)CF2 Non Executive Director

  5. controlled function added: (607)Director of firm who is not a certification employee or a SMF manager

  6. controlled function added: (606)CF2 Non Executive Director

  7. controlled function added: (605)[FCA CF] Client dealing

  8. controlled function added: (604)CF30 Customer

  9. controlled function added: (603)[FCA CF] Client dealing

  10. controlled function added: (602)CF30 Customer

Show more