Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • [FCA CF] Client dealing (17 Oct 2022 to 7 Mar 2025)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (488)[FCA CF] Client dealing (26 Aug 2020 to 14 Sep 2022)
    • (487)CF30 Customer (31 Aug 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (487)CF30 Customer at Novate Global Markets Limited

  2. controlled function added: (488)[FCA CF] Client dealing at Novate Global Markets Limited