Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benedict Achilles Naert Schlatter

    IRN BAS01067

    • (224)CF21 Investment Adviser (9 Feb 2004 to 29 Mar 2004)
  • Billy Jack Kewley

    IRN BXK07349

    • (618)[FCA CF] Client dealing (6 May 2020 to 13 Oct 2022)
    • (617)CF30 Customer (29 Oct 2018 to 8 Dec 2019)
  • Brian Williams

    IRN BXW01120

    • (385)[FCA CF] Client dealing (6 Oct 2023 to 4 Aug 2025)
    • (383)CF30 Customer (1 Nov 2007 to 28 Apr 2015)
    • (384)CF21 Investment Adviser (4 Nov 2002 to 31 Oct 2007)
  • Brieuc Ernou

    IRN BXE01081

    • (195)CF30 Customer (20 Apr 2010 to 18 Jan 2011)
  • Britt Johnston

    IRN BXJ01069

    • (291)CF30 Customer (13 Feb 2013 to 26 Sep 2013)
  • Calum Alexander Canning

    IRN CXC00146

    • (477)[FCA CF] Significant management (7 May 2020 to 21 Apr 2023)
    • (476)[FCA CF] Material risk taker (7 May 2020 to 21 Apr 2023)
  • Cambyze Amir-Alikhani

    IRN CAA01027

    • (558)[FCA CF] Client dealing (10 Feb 2020 to 15 Jan 2026)
    • (557)CF30 Customer (20 Dec 2010 to 27 Jan 2016)
  • Camilla Jerath

    IRN CXJ01386

    • (255)CF30 Customer (26 Jul 2016 to 5 Jul 2017)
  • Caroline Carnot

    IRN CXC01916

    • (230)CF30 Customer (8 Jan 2013 to 16 Dec 2014)
  • Caroline Grant

    IRN CXG01512

    • (123)CF30 Customer (23 Jun 2011 to 5 Dec 2011)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (631)CF1 Director

  2. controlled function added: (630)SMF3 Executive Director

  3. controlled function added: (629)SMF9 Chair of the Governing Body

  4. controlled function added: (628)SMF16 Compliance Oversight

  5. controlled function added: (627)SMF17 Money Laundering Reporting Officer (MLRO)

  6. controlled function added: (626)SMF16 Compliance Oversight

  7. controlled function added: (625)SMF17 Money Laundering Reporting Officer (MLRO)

  8. controlled function added: (624)CF10 Compliance Oversight

  9. controlled function added: (623)CF11 Money Laundering Reporting

  10. controlled function added: (622)SMF16 Compliance Oversight

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