Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis (no longer approved here)

    FRN 206092

    • [FCA CF] Client dealing (7 Mar 2016 to 11 Sep 2020)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 11 Sep 2020)
    • CF30 Customer (20 May 2014 to 6 Mar 2016)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (291)CF30 Customer (13 Feb 2013 to 26 Sep 2013)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 8 Nov 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 8 Nov 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (291)CF30 Customer at Novate Global Markets Limited