Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eiji Ihori

    IRN EXI01071

    • (168)CF2 Non Executive Director (31 Jul 2014 to 29 Jun 2018)
  • Eileen Chua

    IRN EXC00068

    • (473)[FCA CF] Significant management (26 Aug 2020 to 26 Aug 2022)
    • (472)[FCA CF] Manager of certification employee (26 Aug 2020 to 26 Aug 2022)
    • (470)[FCA CF] Client dealing (26 Aug 2020 to 26 Aug 2022)
    • (471)[FCA CF] Material risk taker (26 Aug 2020 to 26 Aug 2022)
  • Eisuke Kikuchi

    IRN EXK67250

    • (589)SMF3 Executive Director (22 Jun 2020 to 9 Sep 2024)
  • Ekaterina Roubanova

    IRN EXR01143

    • (212)CF21 Investment Adviser (8 Mar 2004 to 7 Oct 2004)
  • Elena McCaffrey

    IRN EXL01136

    • (54)CF21 Investment Adviser (1 Jul 2005 to 5 May 2006)
  • Elizabeth Morgan

    IRN EXM01512

    • (143)CF30 Customer (26 Jan 2011 to 12 Aug 2013)
  • Ellie McCartney

    IRN EXM01899

    • (111)CF30 Customer (6 Jul 2018 to 8 Dec 2019)
  • Emma Rosemary Brown

    IRN EXB01728

    • (441)CF30 Customer (2 Feb 2018 to 30 Apr 2019)
  • Eng Teck Tan

    IRN EXT00191

    • (377)[FCA CF] Material risk taker (26 Jan 2024 to 11 Oct 2024)
    • (379)[FCA CF] Significant management (26 Jan 2024 to 11 Oct 2024)
    • (378)[FCA CF] Manager of certification employee (26 Jan 2024 to 11 Oct 2024)
  • Eoin Daly

    IRN EXD01222

    • (337)CF30 Customer (4 Dec 2008 to 16 Jun 2009)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (631)CF1 Director

  2. controlled function added: (630)SMF3 Executive Director

  3. controlled function added: (629)SMF9 Chair of the Governing Body

  4. controlled function added: (628)SMF16 Compliance Oversight

  5. controlled function added: (627)SMF17 Money Laundering Reporting Officer (MLRO)

  6. controlled function added: (626)SMF16 Compliance Oversight

  7. controlled function added: (625)SMF17 Money Laundering Reporting Officer (MLRO)

  8. controlled function added: (624)CF10 Compliance Oversight

  9. controlled function added: (623)CF11 Money Laundering Reporting

  10. controlled function added: (622)SMF16 Compliance Oversight

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