Eoin Daly

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 29 Oct 2025)
- [FCA CF] Client dealing (since 3 Dec 2018)
- [FCA CF] Manager of certification employee (18 Nov 2022 to 9 Mar 2023)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (12 Jul 2011 to 6 Mar 2016)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (337)CF30 Customer (4 Dec 2008 to 16 Jun 2009)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (10 Jan 2008 to 2 Jun 2008)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (337)CF30 Customer at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.