Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Suresh Puducheri Raghavan

    IRN SXP01582

    • (53)CF21 Investment Adviser (14 Nov 2005 to 18 Jul 2006)
  • Susan Andrews Chowellor

    IRN SXC01038

    • (392)[FCA CF] Client dealing (10 Aug 2023 to 15 Aug 2023)
  • Susan Joyce McFarlane

    IRN SXM00304

    • (457)[FCA CF] Material risk taker (26 Aug 2020 to 10 Nov 2023)
    • (458)[FCA CF] Significant management (26 Aug 2020 to 10 Nov 2023)
  • Susana Wheelhouse

    IRN SXW01420

    • (41)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)
  • Suzanne Elizabeth Haden

    IRN SEH01113

    • (346)[FCA CF] Client dealing (22 Jul 2025 to 15 Jan 2026)
  • Taihei Yuki

    IRN TXY01070

    • (227)CF2 Non Executive Director (18 Jul 2008 to 28 Jun 2010)
  • Takafumi Ihara

    IRN TXI01031

    • (440)Director of firm who is not a certification employee or a SMF manager (1 Apr 2022 to 9 Sep 2024)
    • (436)SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Apr 2020)
    • (439)CF2 Non Executive Director (21 May 2018 to 8 Dec 2019)
    • (438)CF14 Risk Assessment (1 Dec 2001 to 25 May 2005)
    • (437)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
  • Takanori Hoshi

    IRN TXH00330

    • (399)[FCA CF] Client dealing (1 Feb 2023 to 23 Feb 2024)
  • Takatoshi Nagai

    IRN TXN01097

    • (632)CF21 Investment Adviser (16 Feb 2004 to 6 Jun 2005)
  • Takayuki Yasuda

    IRN TXY01089

    • (310)CF2 Non Executive Director (7 Dec 2011 to 8 Jun 2015)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (641)CF3 Chief Executive

  2. controlled function added: (640)CF8 Apportionment and Oversight

  3. controlled function added: (639)CF10 Compliance Oversight

  4. controlled function added: (638)CF11 Money Laundering Reporting

  5. controlled function added: (637)CF21 Investment Adviser

  6. controlled function added: (636)CF30 Customer

  7. controlled function added: (635)CF30 Customer

  8. controlled function added: (634)CF21 Investment Adviser

  9. controlled function added: (633)SMF9 Chair of the Governing Body

  10. controlled function added: (632)CF21 Investment Adviser

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