Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jayson Alfred Baard

    IRN JXB00307

    • (572)[FCA CF] Manager of certification employee (25 Aug 2022 to 25 Feb 2024)
    • (573)[FCA CF] Significant management (26 Aug 2020 to 25 Feb 2024)
    • (571)[FCA CF] Material risk taker (26 Aug 2020 to 25 Feb 2024)
  • Jeffrey Clarke

    IRN JXC03160

    • (141)CF30 Customer (23 May 2017 to 18 Jan 2018)
  • Jella Denise Herzer

    IRN JDH01166

    • (26)CF30 Customer (1 Nov 2007 to 10 Mar 2008)
    • (27)CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
  • Jeremy Chee Sing Teng

    IRN JXT00123

    • (180)[FCA CF] Client dealing (26 Aug 2020 to 28 Oct 2020)
  • Jeshua Kit Shen Koh

    IRN JXK00553

    • (391)[FCA CF] Client dealing (10 Aug 2023 to 15 Nov 2023)
  • Jessica Pierce-Dalton

    IRN JXP02505

    • (418)[FCA CF] Client dealing (26 Aug 2020 to 8 Oct 2021)
    • (417)CF30 Customer (13 Jul 2016 to 8 Dec 2019)
  • Jiachen Shen

    IRN JXS02889

    • (435)CF30 Customer (8 Jun 2018 to 8 Nov 2019)
  • Jing Kai Sean Liaw

    IRN SXK00545

    • (401)[FCA CF] Client dealing (26 Oct 2022 to 31 Jul 2025)
  • Jiro Omori

    IRN JXO01564

    • (433)Director of firm who is not a certification employee or a SMF manager (2 Dec 2020 to 9 Sep 2024)
    • (432)CF2 Non Executive Director (29 Jun 2018 to 8 Dec 2019)
  • John Alexander Knut Ramsay

    IRN JAR01189

    • (319)CF30 Customer (22 Apr 2009 to 14 Jul 2014)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (641)CF3 Chief Executive

  2. controlled function added: (640)CF8 Apportionment and Oversight

  3. controlled function added: (639)CF10 Compliance Oversight

  4. controlled function added: (638)CF11 Money Laundering Reporting

  5. controlled function added: (637)CF21 Investment Adviser

  6. controlled function added: (636)CF30 Customer

  7. controlled function added: (635)CF30 Customer

  8. controlled function added: (634)CF21 Investment Adviser

  9. controlled function added: (633)SMF9 Chair of the Governing Body

  10. controlled function added: (632)CF21 Investment Adviser

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