Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laura Stevanato

    IRN LXS01258

    • (51)CF21 Investment Adviser (1 Jul 2004 to 2 Nov 2006)
  • Lauren Susan Gilligan

    IRN LXG00374

    • (2)[FCA CF] Significant management (since 20 Nov 2024)
    • (1)[FCA CF] Material risk taker (since 20 Nov 2024)
  • Letitia Ju-en Tam

    IRN LXT00045

    • (446)[FCA CF] Client dealing (26 Aug 2020 to 1 Mar 2024)
    • (447)[FCA CF] Material risk taker (26 Aug 2020 to 25 Aug 2022)
  • Li Li Ng

    IRN LXL00194

    • (570)[FCA CF] Significant management (1 May 2024 to 31 Mar 2026)
    • (569)[FCA CF] Material risk taker (25 Aug 2022 to 31 Mar 2026)
  • Linda Bridget Lingane

    IRN LBL01003

    • (534)[FCA CF] Client dealing (26 Aug 2020 to 25 Feb 2024)
    • (535)[FCA CF] Manager of certification employee (26 Aug 2020 to 25 Feb 2024)
    • (532)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (533)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Lisa Yau

    IRN LXY00004

    • (420)[FCA CF] Client dealing (4 Nov 2020 to 26 Apr 2021)
  • Lucile Claire Marie Gabet

    IRN LXG11085

    • (613)[FCA CF] Client dealing (26 Aug 2020 to 30 Sep 2021)
    • (612)CF30 Customer (2 Feb 2019 to 8 Dec 2019)
  • Lucy Charlotte Elizabeth Dean

    IRN LXD00327

    • (387)[FCA CF] Client dealing (2 Oct 2023 to 20 Feb 2025)
  • Luisa Assunta Starns

    IRN LAS01046

    • (234)CF30 Customer (1 Nov 2007 to 7 Feb 2011)
    • (235)CF21 Investment Adviser (24 Jul 2006 to 31 Oct 2007)
  • Lukas Andreas Linsbichler

    IRN LAL01043

    • (267)CF30 Customer (8 Dec 2010 to 4 Apr 2011)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (551)CF30 Customer

  2. controlled function added: (550)[FCA CF] Manager of certification employee

  3. controlled function added: (549)[FCA CF] Material risk taker

  4. controlled function added: (548)[FCA CF] Client dealing

  5. controlled function added: (547)CF21 Investment Adviser

  6. controlled function added: (546)CF30 Customer

  7. controlled function added: (545)[FCA CF] Significant management

  8. controlled function added: (544)[FCA CF] Manager of certification employee

  9. controlled function added: (543)[FCA CF] Material risk taker

  10. controlled function added: (542)[FCA CF] Client dealing

Show more