Nova Capital Management Limited

Date authorised
1 April 2013
Companies House
02137771
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Octagon Point
    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +4402079011760
    Web
    https://www.nova-cap.com

  • Complaints Contact

    Octagon Point
    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +4402079011760

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Eric Nevin

    IRN MEN01018

    • CF30 Customer (2 Jan 2009 to 8 Sep 2015)
  • Olav Ostin

    IRN OXO01024

    • CF1 Director (24 Nov 2004 to 31 May 2006)
  • Omiros Millas

    IRN OXM01013

    • [FCA CF] Client dealing (since 27 Aug 2021)
    • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 27 Aug 2021)
    • CF30 Customer (20 May 2019 to 8 Dec 2019)
  • Patrick George Austen

    IRN PJA01098

    • CF30 Customer (1 Nov 2007 to 8 Sep 2015)
    • CF27 Investment Management (16 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Aug 2007 to 31 Oct 2007)
    • CF1 Director (4 Aug 2005 to 1 Oct 2014)
  • Pavlos Constantine Stylianos Stellakis

    IRN PCS01036

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 May 2019 to 8 Dec 2019)
  • Peter Menzies Smaill

    IRN PMS01071

    • CF1 Director (1 Dec 2001 to 8 Apr 2002)
  • Ralph Forster

    IRN RXF01292

    • CF30 Customer (1 Nov 2007 to 8 Sep 2015)
    • CF27 Investment Management (20 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
  • Rami Cassis

    IRN RXC01876

    • CF30 Customer (18 Nov 2011 to 31 May 2019)
  • Richard Alan Lobo

    IRN RAL01170

    • CF30 Customer (12 Dec 2013 to 25 Mar 2014)
  • Robin Granville Hodgson of Astley Abbotts

    IRN RGH01045

    • CF30 Customer (15 Aug 2014 to 25 Nov 2015)
    • CF2 Non Executive Director (26 Jan 2006 to 25 Nov 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.