Nova Capital Management Limited

Date authorised
1 April 2013
Companies House
02137771
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Octagon Point
    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +4402079011760
    Web
    https://www.nova-cap.com

  • Complaints Contact

    Octagon Point
    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +4402079011760

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jan George Kreminski

    IRN JGK01047

    • CF1 Director (22 Jan 2013 to 25 Nov 2015)
    • CF30 Customer (15 Jan 2013 to 8 Dec 2019)
  • Jeremy Sean Moore

    IRN JSM01145

    • CF21 Investment Adviser (30 Mar 2004 to 1 Nov 2005)
  • Joao Pedro Murta Cardoso

    IRN JPC01256

    • CF30 Customer (19 Sep 2014 to 8 Sep 2015)
  • Jonathan Daniel Seal

    IRN JDS01217

    • CF1 Director (19 Dec 2014 to 17 Aug 2015)
    • CF30 Customer (19 Jan 2012 to 17 Aug 2015)
  • Kathryn Ada Jones

    IRN KAJ01026

    • CF1 Director (3 Dec 2014 to 23 Feb 2017)
    • CF30 Customer (1 Nov 2007 to 23 Feb 2017)
    • CF21 Investment Adviser (23 Dec 2005 to 31 Oct 2007)
  • Llewellyn Richard Dodds John

    IRN LRJ01006

    • CF30 Customer (1 Nov 2007 to 18 Apr 2012)
    • CF27 Investment Management (14 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 May 2006 to 14 Aug 2006)
  • Luke Edward Matthews

    IRN LEM01034

    • CF30 Customer (13 Jul 2012 to 8 Sep 2015)
  • Mark Ledlie Hawkesworth

    IRN MLH01028

    • CF30 Customer (1 Nov 2007 to 31 Jan 2010)
    • CF1 Director (18 Jan 2006 to 31 Jan 2010)
    • CF21 Investment Adviser (18 Jan 2006 to 31 Oct 2007)
    • CF27 Investment Management (18 Jan 2006 to 31 Oct 2007)
  • Martin Edward Mooney

    IRN MEM01146

    • CF30 Customer (21 May 2014 to 6 Feb 2017)
  • Michael Andrew John Kelly

    IRN MAK01097

    • CF30 Customer (1 Nov 2007 to 7 Nov 2014)
    • CF27 Investment Management (20 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Apr 2007 to 31 Oct 2007)
    • CF1 Director (23 Sep 2002 to 30 Jun 2008)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.