Date authorised
18 December 2017
Companies House
OC364955
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    91 Wimpole Street
    London
    W1G 0EF
    UNITED KINGDOM
    Phone
    +4408454989393
  • Complaints Contact

    91 Wimpole Street
    London
    W1G 0EF
    UNITED KINGDOM
    Phone
    +447887714814

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Charles Chandler

    IRN SCC01048

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Mar 2020)
    • CF10 Compliance Oversight (18 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (18 Dec 2017 to 8 Dec 2019)
  • William Patrick Gareth Norris

    IRN WPN01001

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (18 Dec 2017 to 8 Dec 2019)
    • CF4 Partner (18 Dec 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.