William Patrick Gareth Norris

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Notion Capital Managers LLP
FRN 784032
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 Dec 2017 to 8 Dec 2019)
- CF4 Partner (18 Dec 2017 to 8 Dec 2019)
The Fund Incubator Limited (no longer approved here)
FRN 208716
- CF30 Customer (14 Feb 2017 to 18 Dec 2017)
Skillcapital Advisory LLP (no longer approved here)
FRN 504790
- CF30 Customer (19 Nov 2012 to 14 Mar 2013)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 22 Jun 2009)
- CF22 Investment Adviser (Trainee) (16 Feb 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.