Northumbrian Water Group Limited

Date authorised
1 April 2013
Companies House
04760441
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Northumbria House
    Abbey Road
    Pity Me
    Durham
    County Durham
    DH1 5FJ
    UNITED KINGDOM
    Phone
    +4408456047468
    Web
    https://www.nwg.co.uk

  • Complaints Contact

    Northumbria House
    Abbey Road
    Pity Me
    Durham
    County Durham
    DH1 5FJ
    UNITED KINGDOM
    Phone
    +4408456047468

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Hunter

    IRN AXH01664

    • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2021)
  • Christopher Michael Green

    IRN CMG01081

    • CF28 Systems and controls (1 Nov 2007 to 17 Jun 2013)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 17 Jun 2013)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 17 Jun 2013)
  • David Hall

    IRN DXH00665

    • Responsible for Insurance Distribution (since 7 Sep 2023)
    • CF1 Director (AR) (since 21 Apr 2023)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 22 Mar 2023)
  • Edmond Tak Chuen Ip

    IRN EXI00045

    • Director of firm who is not a certification employee or a SMF manager (since 22 Dec 2022)
  • Edmond Wai Leung Ho

    IRN EXH00390

    • Director of firm who is not a certification employee or a SMF manager (since 28 Apr 2022)
  • Graham Brinsley Southall

    IRN GXS24814

    • Responsible for Insurance Distribution (31 Mar 2020 to 31 Dec 2022)
    • SMF29 Limited scope function (limited scope SMCR firms only) (31 Mar 2020 to 31 Dec 2022)
  • Heidi Mottram

    IRN HXM00486

    • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2021)
  • Hing Lam Kam

    IRN HXK00306

    • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2021)
  • Iain MacDonald Forsyth

    IRN IMF01024

    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2020)
    • CF8 Apportionment and Oversight (1 Jul 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2013 to 30 Sep 2018)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • Loi Shun Chan

    IRN LXC00677

    • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.