Date authorised
1 April 2013
Companies House
04760441
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Northumbria House
    Abbey Road
    Pity Me
    Durham
    County Durham
    DH1 5FJ
    UNITED KINGDOM
    Phone
    +4408456047468
  • Complaints Contact

    Northumbria House
    Abbey Road
    Pity Me
    Durham
    County Durham
    DH1 5FJ
    UNITED KINGDOM
    Phone
    +4408456047468

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Ka Keung Man

    IRN SXM04740

    • Director of firm who is not a certification employee or a SMF manager (since 28 Apr 2022)
  • Thomas Keith Harris

    IRN TXH00523

    • Director of firm who is not a certification employee or a SMF manager (since 23 Sep 2024)
  • Wai Che Wendy Tong

    IRN WXT00106

    • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.