Date authorised
1 April 2013
Companies House
00505456
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 The Quayside
    Newcastle upon Tyne
    Tyne & Wear
    NE1 3DU
    UNITED KINGDOM
    Phone
    +441912325221
  • Complaints Contact

    100 The Quayside
    Newcastle upon Tyne
    Tyne & Wear
    NE1 3DU
    UNITED KINGDOM
    Phone
    +441912325221

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Goods in transit, Legal expenses, Liability for ships, Miscellaneous financial loss, Railway rolling stock, Ships, Suretyship

    Show 1 limitation
    • · Accident business restricted to risks which arise as a result of travelling as a passenger and/or as a crew member
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Goods in transit, Legal expenses, Liability for ships, Miscellaneous financial loss, Railway rolling stock, Ships, Suretyship

    Show 1 limitation
    • · Accident business restricted to risks which arise as a result of travelling as a passenger and/or as a crew member
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Henderson

    IRN IXH01137

    • CF1 Director (1 Dec 2001 to 15 May 2014)
  • Igor Butorac

    IRN IXB01161

    • CF2 Non Executive Director (20 Jan 2004 to 19 Dec 2012)
  • Jacobus Martinus De Groot

    IRN JMD01211

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 20 Feb 2023)
    • CF2 Non Executive Director (17 Jan 2006 to 6 Mar 2016)
  • James Alexander Sutton

    IRN JXS00801

    • [FCA CF] Significant management (22 Oct 2021 to 13 Sep 2023)
  • James Alexander Tyrrell

    IRN JXT88275

    • Director of firm who is not a certification employee or a SMF manager (since 24 Mar 2023)
    • SMF9 Chair of the Governing Body (11 Dec 2020 to 20 Feb 2023)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 4 Feb 2021)
  • James Anthony Frank Cowderoy

    IRN JAC01225

    • CF2 Non Executive Director (1 Dec 2001 to 24 Sep 2013)
  • James Christopher Bean

    IRN JCB01328

    • [FCA CF] Significant management (30 Mar 2023 to 14 May 2024)
  • James Holmes

    IRN JXH31372

    • [FCA CF] Significant management (8 Nov 2019 to 21 Apr 2023)
  • James Peter Crichton

    IRN JPC01079

    • CF8 Apportionment and Oversight (1 Dec 2001 to 5 May 2006)
    • CF3 Chief Executive (1 Dec 2001 to 5 May 2006)
    • CF1 Director (1 Dec 2001 to 5 May 2006)
  • James Stewart Tyrrell

    IRN JST01022

    • CF2 Non Executive Director (1 Dec 2001 to 15 May 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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