Date authorised
1 April 2013
Companies House
00505456
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 The Quayside
    Newcastle upon Tyne
    Tyne & Wear
    NE1 3DU
    UNITED KINGDOM
    Phone
    +441912325221
  • Complaints Contact

    100 The Quayside
    Newcastle upon Tyne
    Tyne & Wear
    NE1 3DU
    UNITED KINGDOM
    Phone
    +441912325221

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Goods in transit, Legal expenses, Liability for ships, Miscellaneous financial loss, Railway rolling stock, Ships, Suretyship

    Show 1 limitation
    • · Accident business restricted to risks which arise as a result of travelling as a passenger and/or as a crew member
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Goods in transit, Legal expenses, Liability for ships, Miscellaneous financial loss, Railway rolling stock, Ships, Suretyship

    Show 1 limitation
    • · Accident business restricted to risks which arise as a result of travelling as a passenger and/or as a crew member
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jan-Christian Severin

    IRN JXS01686

    • CF2 Non Executive Director (28 Jun 2002 to 20 Feb 2013)
  • Jeffrey Paul O'Neill

    IRN JPO01047

    • SIMF2 Chief Finance Function (7 Mar 2016 to 10 Aug 2017)
    • CF28 Systems and controls (11 Nov 2014 to 6 Mar 2016)
    • CF1 Director (5 Oct 2010 to 6 Mar 2016)
  • Jens Ditlev Lauritzen

    IRN JDL01043

    • CF2 Non Executive Director (1 Dec 2001 to 28 Jan 2005)
  • Jeremy Miles

    IRN JXM02305

    • CF1 Director (14 Jan 2005 to 30 Jun 2005)
  • Jeremy Paul Grose

    IRN JPG01154

    • SMF3 Executive Director (since 20 Feb 2023)
  • Johann Stephen Reith

    IRN JSR01053

    • CF2 Non Executive Director (1 Dec 2001 to 20 Feb 2013)
  • Johann-Philipp Reith

    IRN JXR31377

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
  • Johanna Procopiou

    IRN JXP31376

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 12 Nov 2025)
  • John Huntley Howe

    IRN JHH01057

    • CF1 Director (14 Jan 2005 to 15 May 2014)
  • Katherine Helen Birchall

    IRN KHB01027

    • SMF18 Other Overall Responsibility (10 Dec 2018 to 11 Sep 2023)
    • CF29 Significant management (19 Sep 2014 to 9 Dec 2018)
    • CF1 Director (8 Oct 2010 to 19 Sep 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.