Date authorised
1 April 2013
Companies House
00505456
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 The Quayside
    Newcastle upon Tyne
    Tyne & Wear
    NE1 3DU
    UNITED KINGDOM
    Phone
    +441912325221
  • Complaints Contact

    100 The Quayside
    Newcastle upon Tyne
    Tyne & Wear
    NE1 3DU
    UNITED KINGDOM
    Phone
    +441912325221

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Goods in transit, Legal expenses, Liability for ships, Miscellaneous financial loss, Railway rolling stock, Ships, Suretyship

    Show 1 limitation
    • · Accident business restricted to risks which arise as a result of travelling as a passenger and/or as a crew member
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Goods in transit, Legal expenses, Liability for ships, Miscellaneous financial loss, Railway rolling stock, Ships, Suretyship

    Show 1 limitation
    • · Accident business restricted to risks which arise as a result of travelling as a passenger and/or as a crew member
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Davies

    IRN EXD01404

    • SMF18 Other Overall Responsibility (since 20 Feb 2023)
    • SMF3 Executive Director (6 Aug 2019 to 20 Feb 2023)
    • SMF2 Chief Finance (10 Dec 2018 to 20 Feb 2023)
    • SIMF2 Chief Finance Function (10 Aug 2017 to 9 Dec 2018)
  • Erik Johnsen

    IRN EXJ01175

    • Director of firm who is not a certification employee or a SMF manager (since 23 Feb 2023)
  • Evan Lim Chee Meng

    IRN ELC01011

    • CF2 Non Executive Director (1 Dec 2001 to 20 Feb 2013)
  • Feng Gao

    IRN FXG01138

    • CF2 Non Executive Director (6 Jun 2008 to 19 Apr 2012)
  • Geoffrey Corbett Parkinson

    IRN GCP01015

    • CF1 Director (27 Mar 2014 to 30 Jun 2015)
  • George Procopiou

    IRN GXP01163

    • CF2 Non Executive Director (1 Dec 2001 to 20 Feb 2013)
  • Gerardus Johannes Maria Vrancken

    IRN GXV00038

    • Director of firm who is not a certification employee or a SMF manager (16 Nov 2021 to 10 Nov 2023)
  • Graham Westgarth

    IRN GXW01471

    • CF2 Non Executive Director (18 May 2010 to 31 Dec 2012)
  • Halim Mohammad

    IRN HXM01156

    • CF2 Non Executive Director (21 Jan 2003 to 20 Aug 2010)
  • Hani A K Bakri

    IRN HAB01022

    • CF2 Non Executive Director (1 Dec 2001 to 20 Feb 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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