Northleaf Capital Partners (UK) Limited

Date authorised
1 April 2013
Companies House
06997960
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    48 Dover Street
    London
    Westminster
    W1S 4FF
    UNITED KINGDOM
    Phone
    +442073215750
    Web
    https://www.northleafcapital.com

  • Complaints Contact

    48 Dover Street
    London
    W1S 4FF
    UNITED KINGDOM
    Phone
    +4402073215750

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael William Flood

    IRN MWF01036

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2010 to 24 Feb 2012)
    • CF10 Compliance Oversight (1 Apr 2010 to 24 Feb 2012)
    • CF1 Director (1 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
    • CF3 Chief Executive (1 Apr 2010 to 10 Sep 2012)
  • RODERICK JOHN Gadsby

    IRN RXG01156

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2020)
    • SMF3 Executive Director (since 17 Feb 2020)
    • SMF1 Chief Executive (since 17 Feb 2020)
    • SMF16 Compliance Oversight (since 17 Feb 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Jan 2018 to 8 Dec 2019)
  • SANJA Cvetinovic

    IRN SXC01984

    • [FCA CF] Client dealing (since 5 May 2022)
  • SERGE Koniski

    IRN SXK01768

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2021)
    • CF30 Customer (23 Mar 2012 to 8 Dec 2019)
  • Sophia Damianou

    IRN SXD01672

    • [FCA CF] Client dealing (22 Aug 2022 to 12 Apr 2024)
    • CF30 Customer (18 May 2019 to 8 Dec 2019)
  • Thibault Jarlegant

    IRN TAJ01027

    • [FCA CF] Client dealing (since 8 Mar 2023)
  • Thomas Charles Cooledge

    IRN TXC00547

    • [FCA CF] Client dealing (since 10 Feb 2026)
  • WILLIAM EDWARDS

    IRN WXE18254

    • CF30 Customer (15 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.