Michael William Flood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northleaf Capital Partners (UK) Limited

    FRN 511152

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2010 to 24 Feb 2012)
    • CF3 Chief Executive (1 Apr 2010 to 10 Sep 2012)
    • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2010 to 24 Feb 2012)
    • CF1 Director (1 Apr 2010 to 8 Dec 2019)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF30 Customer (1 Nov 2007 to 26 Nov 2009)
    • CF21 Investment Adviser (21 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.