Northland Capital Partners Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Ian Francis Rice
IRN IFR01004
- CF23 Corporate Finance Adviser (5 Jun 2006 to 2 Mar 2007)
Ian Philip Owen
IRN IPO00005
- CF11 Money Laundering Reporting (17 Apr 2009 to 3 Jan 2013)
- CF29 Significant management (30 Jan 2009 to 26 Nov 2009)
Ibnay Shahood Oozeerally
IRN ISO01002
- CF30 Customer (13 Nov 2009 to 11 Oct 2010)
Isabella Chloe Pierre
IRN ICP01023
- CF30 Customer (15 Jun 2018 to 30 Nov 2018)
JOHN RUARI McGirr
IRN JRM01160
- CF30 Customer (10 Sep 2009 to 8 Sep 2010)
Jacqueline Anne Donnelly
IRN JAD01137
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
James Denis Spotswood
IRN JDS01246
- CF30 Customer (6 Jun 2017 to 31 Jan 2019)
James Julian Noble
IRN JJN01041
- CF2 Non Executive Director (31 Mar 2009 to 16 Feb 2011)
James Melville Ion Calvocoressi
IRN JMC01143
- [FCA CF] Client dealing (1 Jan 2020 to 24 Nov 2025)
- CF30 Customer (1 Aug 2017 to 8 Dec 2019)
Jamie Joseph Vaughan
IRN JJV01021
- CF30 Customer (18 Feb 2008 to 3 Jun 2009)

Smaller firms operating under this firm's FCA authorisation.

Conexus Capital Limited (no longer appointed)
FRN 973816 · Appointed 8 Apr 2022 · Until 21 Jan 2026
Patersons Securities UK Limited (no longer appointed)
FRN 562547 · Appointed 17 Aug 2011 · Until 21 Nov 2014
Langton Capital Ltd (no longer appointed)
FRN 520698 · Appointed 18 Mar 2010 · Until 5 Aug 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.