Nippon Life Schroders Asset Management Europe Limited

Companies House
03709605
Last scraped
15 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000
  • Complaints Contact

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +442076586000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keisuke Kawasaki

    IRN KXK01294

    • (73)CF30 Customer (8 Jan 2008 to 25 Mar 2010)
    • (75)CF3 Chief Executive (4 Apr 2007 to 25 Mar 2010)
    • (74)CF8 Apportionment and Oversight (4 Apr 2007 to 31 Oct 2007)
    • (76)CF1 Director (4 Apr 2007 to 25 Mar 2010)
  • Keita Nambara

    IRN KXN01028

    • (90)CF27 Investment Management (1 Dec 2001 to 17 Mar 2002)
  • Keith Martin Wade

    IRN KMW01023

    • (196)[FCA CF] Material risk taker (1 Oct 2020 to 15 Sep 2022)
  • Kentaro Shimada

    IRN KXS20134

    • (203)[FCA CF] Client dealing (15 Dec 2021 to 22 Jul 2024)
    • (202)CF30 Customer (11 Sep 2019 to 8 Dec 2019)
  • Kiyokazu Kimura

    IRN KXK02085

    • (274)SMF3 Executive Director (9 Dec 2019 to 16 Apr 2020)
    • (275)CF1 Director (27 Apr 2018 to 8 Dec 2019)
  • Kiyoshi Ujihara

    IRN KXU01010

    • (42)CF1 Director (3 Jul 2003 to 26 Mar 2008)
  • Koji Oshima

    IRN KXO01296

    • (258)SMF3 Executive Director (9 Dec 2019 to 25 Mar 2024)
    • (259)CF1 Director (27 Apr 2018 to 8 Dec 2019)
  • Kosuke Kuroishi

    IRN KXK00001

    • (127)SMF3 Executive Director (11 Nov 2020 to 25 Mar 2021)
  • Lesley Ann Morgan

    IRN LAM01074

    • (183)[FCA CF] Manager of certification employee (1 Oct 2020 to 24 Jan 2023)
  • Lieven Michael Orinda Debruyne

    IRN LXD25338

    • (245)[FCA CF] Material risk taker (1 Mar 2021 to 19 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (294)[FCA CF] Material risk taker

  2. controlled function added: (293)[FCA CF] Manager of certification employee

  3. controlled function added: (292)[FCA CF] Material risk taker

  4. controlled function added: (291)CF13 Finance

  5. controlled function added: (290)[FCA CF] Manager of certification employee

  6. controlled function added: (289)[FCA CF] Material risk taker

  7. controlled function added: (288)CF17 Significant Mgt (Other Business Operations)

  8. controlled function added: (287)CF11 Money Laundering Reporting

  9. controlled function added: (286)SMF16 Compliance Oversight

  10. controlled function added: (285)[FCA CF] Material risk taker