Nippon Life Schroders Asset Management Europe Limited

Companies House
03709605
Last scraped
15 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000
    Web
    https://www.schroders.com

  • Complaints Contact

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +442076586000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julianne Law

    IRN JXC02611

    • (255)SMF17 Money Laundering Reporting Officer (MLRO) (12 Mar 2022 to 27 Oct 2023)
  • Junki Nagano

    IRN JXN01596

    • (211)[FCA CF] Client dealing (1 Oct 2020 to 28 Mar 2022)
    • (210)CF30 Customer (20 Jul 2018 to 8 Dec 2019)
  • Kan Shimizu

    IRN KXS01947

    • (9)CF1 Director (2 Apr 2014 to 24 Jun 2015)
  • Karl Stephen Sternberg

    IRN KSS01022

    • (288)CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 21 Jul 2004)
  • Kazuhide Toda

    IRN KXT01288

    • (65)CF1 Director (15 Apr 2009 to 25 Mar 2012)
  • Kazuhiko Sasamoto

    IRN KXS01382

    • (138)CF30 Customer (1 Nov 2007 to 26 Mar 2008)
    • (139)CF27 Investment Management (20 Apr 2004 to 31 Oct 2007)
  • Kazuhito Satake

    IRN KXS00741

    • (219)[FCA CF] Client dealing (23 Jul 2024 to 30 Nov 2025)
  • Kazuo Okushima

    IRN KXO00054

    • (279)SMF1 Chief Executive (5 Jun 2021 to 30 May 2024)
    • (278)SMF3 Executive Director (5 Jun 2021 to 30 May 2024)
  • Kazuo Sato

    IRN KXS02327

    • (5)CF1 Director (11 Aug 2015 to 27 Mar 2017)
  • Kazuya Asao

    IRN KXA01066

    • (54)CF27 Investment Management (1 Dec 2001 to 19 Mar 2004)
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Recent activity

Updates to this firm's record on the FCA register.

  1. permission removed: Dealing in investments as agent

  2. permission removed: Making arrangements with a view to transactions in investments

  3. permission removed: Managing investments

  4. requirement removed: OR-0061714

  5. requirement removed: OR-0149243

  6. requirement removed: OR-0233874

  7. controlled function added: (298)SMF17 Money Laundering Reporting Officer (MLRO)

  8. controlled function added: (297)CF17 Significant Mgt (Other Business Operations)

  9. controlled function added: (296)CF26 Customer Trading

  10. controlled function added: (295)CF27 Investment Management

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