Nippon Life Global Investors Europe Plc

• Principal Place of Business

  11th Floor, 3 Noble Street

  London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +442081500046

  Web

  https://www.nissay.co.jp/global/

• Complaints Contact

  11th Floor 3 Noble Street

  London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447932432815

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Taiki Nakayama

  IRN TXN00160

  • [FCA CF] Client dealing (since 25 Mar 2026)
• Taiki Yamaguchi

  IRN TXY00043

  • [FCA CF] Client dealing (since 25 Mar 2026)
• Takashi Nakayama

  IRN TXN01306

  • CF30 Customer (3 Jul 2017 to 24 Mar 2019)
  • CF3 Chief Executive (3 Jul 2017 to 24 Mar 2019)
  • CF1 Director (3 Jul 2017 to 24 Mar 2019)
• Takeru Maki

  IRN TXM00476

  • Director of firm who is not a certification employee or a SMF manager (25 Mar 2023 to 25 Mar 2026)
• Tatsuaki Harigaya

  IRN TXH00271

  • [FCA CF] Material risk taker (1 Jan 2023 to 25 Mar 2025)
  • [FCA CF] Client dealing (25 Mar 2022 to 25 Mar 2025)
• Teruaki Hori

  IRN TXH01754

  • CF30 Customer (11 Aug 2017 to 8 Dec 2019)
• Tomohiro Yao

  IRN TXY00049

  • Director of firm who is not a certification employee or a SMF manager (since 25 Mar 2025)
• Toshikazu Hayashi

  IRN TXH00272

  • [FCA CF] Client dealing (25 Mar 2022 to 25 Mar 2025)
• Vincent Brand

  IRN VXB00151

  • [FCA CF] Client dealing (since 1 Nov 2023)
• Yasuharu Fujioka

  IRN YXF00026

  • SMF3 Executive Director (29 May 2024 to 2 Dec 2024)

No changes recorded yet.