Nippon Life Global Investors Europe Plc

• Principal Place of Business

  11th Floor, 3 Noble Street

  London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +442081500046

  Web

  https://www.nissay.co.jp/global/

• Complaints Contact

  11th Floor 3 Noble Street

  London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447932432815

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Yoshitomo Moritani

  IRN YXM01261

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jul 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jul 2017 to 8 Dec 2019)
• Yosuke Tanaka

  IRN YXT00054

  • [FCA CF] Material risk taker (25 Mar 2023 to 25 Mar 2026)
  • [FCA CF] Client dealing (25 Mar 2023 to 25 Mar 2026)
• Yu Kosaka

  IRN YXK01179

  • SMF1 Chief Executive (since 1 May 2024)
  • SMF3 Executive Director (since 1 May 2024)
• Yuichi Honda

  IRN YXH00089

  • SMF3 Executive Director (since 23 Jun 2025)
• Yuki Yamashita

  IRN YXY01125

  • CF30 Customer (11 Aug 2017 to 8 Dec 2019)
• Yutaka Ideguchi

  IRN YXI01067

  • CF1 Director (3 Jul 2017 to 24 Mar 2018)
• Yutaka Umezawa

  IRN YXU00003

  • [FCA CF] Client dealing (since 1 Dec 2022)
• Yuto Kawashima

  IRN YXK01251

  • [FCA CF] Material risk taker (since 25 Mar 2025)
  • [FCA CF] Client dealing (since 25 Mar 2025)
  • CF30 Customer (2 May 2018 to 8 Dec 2019)

No changes recorded yet.