Nippon Life Global Investors Europe Plc

• Principal Place of Business

  11th Floor, 3 Noble Street

  London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +442081500046

  Web

  https://www.nissay.co.jp/global/

• Complaints Contact

  11th Floor 3 Noble Street

  London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447932432815

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Saeol Lim

  IRN SXL00353

  • [FCA CF] Client dealing (1 Mar 2021 to 22 May 2024)
• Shigeyoshi Takemura

  IRN TXS12793

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2022)
  • CF30 Customer (25 Mar 2019 to 8 Dec 2019)
• Shinichi Okamoto

  IRN SXO00166

  • Director of firm who is not a certification employee or a SMF manager (25 Mar 2022 to 24 Mar 2025)
• Shinichiro Komaki

  IRN SXK02887

  • CF30 Customer (11 Aug 2017 to 8 Dec 2019)
• Shintaro Itani

  IRN SXI00148

  • [FCA CF] Client dealing (since 25 Mar 2024)
• Shinya Ohkita

  IRN SXO12867

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2022)
  • CF30 Customer (25 Mar 2019 to 8 Dec 2019)
• Shota Oda

  IRN SXO00159

  • [FCA CF] Client dealing (since 25 Mar 2022)
• Shu Kawai

  IRN SXK02809

  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
• Shuji Kurushima

  IRN SXK01598

  • [FCA CF] Client dealing (since 25 Mar 2026)
  • [FCA CF] Material risk taker (since 25 Mar 2026)
• Shuya Ishikawa

  IRN SXI00201

  • [FCA CF] Client dealing (since 25 Mar 2026)

No changes recorded yet.