Date authorised
1 April 2013
Companies House
06612180
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030115700
  • Complaints Contact

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030115700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Michael Whistondale

    IRN IMW01032

    • CF2 Non Executive Director (23 Jul 2015 to 23 Jul 2018)
    • CF1 Director (AR) (11 Jul 2014 to 24 Mar 2015)
  • James De Courcy Steele-Perkins

    IRN JDS01236

    • CF1 Director (AR) (24 Mar 2015 to 7 May 2019)
  • James Lawrie

    IRN JXL02209

    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (13 Sep 2019 to 8 Dec 2019)
    • CF1 Director (6 Aug 2018 to 13 Sep 2019)
  • Jamie Ricketts

    IRN JXR06028

    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2024)
    • CF1 Director (24 Sep 2018 to 8 Dec 2019)
  • Joanne Edgley

    IRN JXE01387

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 May 2014 to 8 Dec 2019)
    • CF1 Director (AR) (28 Aug 2013 to 15 Aug 2016)
  • Julian Antony Peter Enoizi

    IRN JAE01031

    • CF2 Non Executive Director (13 May 2010 to 27 Jul 2011)
  • Karen Anne Morris

    IRN KAM01214

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 28 Feb 2022)
    • CF2 Non Executive Director (20 Aug 2018 to 8 Dec 2019)
    • CF2 Non Executive Director (AR) (9 Aug 2018 to 28 Feb 2022)
  • Mark William Lawrence

    IRN MWL01011

    • CF2 Non Executive Director (4 Mar 2009 to 4 Dec 2009)
  • Michael Alan Sibthorpe

    IRN MAS01141

    • CF1 Director (20 Aug 2018 to 26 Feb 2019)
    • CF1 Director (AR) (10 Aug 2018 to 26 Feb 2019)
  • Michael David Holley

    IRN MDH01143

    • CF1 Director (AR) (8 Aug 2018 to 12 Feb 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.