Date authorised
1 April 2013
Companies House
06612180
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030115700
  • Complaints Contact

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030115700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Roy Payton

    IRN NRP01043

    • CF1 Director (AR) (17 Jul 2013 to 25 May 2022)
  • Nigel Roy Cotton

    IRN NRC01047

    • CF1 Director (AR) (28 May 2014 to 16 Feb 2015)
    • CF1 Director (7 May 2013 to 16 Feb 2015)
  • Richard Neville Marriage

    IRN RNM01036

    • SMF3 Executive Director (since 15 May 2023)
    • CF1 Director (AR) (since 17 Mar 2015)
  • Robert Albert Lilley

    IRN RAL01118

    • CF1 Director (AR) (1 Jan 2013 to 12 Mar 2019)
  • Stuart Mark Rouse

    IRN SMR01086

    • SMF3 Executive Director (9 Dec 2019 to 5 Sep 2025)
    • CF1 Director (AR) (29 Jul 2015 to 5 Sep 2025)
    • CF1 Director (19 Jun 2015 to 8 Dec 2019)
  • Susan Claire Morley

    IRN SCM01112

    • CF1 Director (AR) (18 Jul 2013 to 10 Nov 2017)
  • Timothy Crispin F Coles

    IRN TCC01028

    • SMF3 Executive Director (9 Dec 2019 to 10 Nov 2020)
    • CF1 Director (AR) (18 Nov 2015 to 18 Jun 2019)
    • CF1 Director (10 Nov 2015 to 8 Dec 2019)
  • Timothy John Brangwyn

    IRN TJB01133

    • SMF3 Executive Director (3 Oct 2021 to 19 Oct 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.