Date authorised
1 April 2013
Companies House
06612180
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030115700
  • Complaints Contact

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030115700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Mobbs

    IRN AXM03179

    • SMF3 Executive Director (9 Dec 2019 to 28 Mar 2024)
    • CF1 Director (7 Oct 2011 to 8 Dec 2019)
  • Amee Wale

    IRN AXW21272

    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2021)
    • CF1 Director (6 Nov 2019 to 8 Dec 2019)
  • Andre Ford

    IRN AXF01707

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Jul 2014)
    • CF1 Director (27 May 2014 to 8 Dec 2019)
  • Andrew Pecover

    IRN AXP02161

    • CF1 Director (7 Jan 2013 to 2 May 2013)
  • Charles Beresford Penruddocke

    IRN CBP01032

    • CF2 Non Executive Director (AR) (29 Nov 2017 to 31 Dec 2023)
  • Colin Thompson

    IRN CXT01359

    • SMF3 Executive Director (9 Dec 2019 to 21 Aug 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Aug 2024)
    • CF1 Director (AR) (20 Sep 2011 to 15 Aug 2016)
    • Responsible for Insurance Mediation (4 Mar 2009 to 30 Sep 2018)
    • CF1 Director (4 Mar 2009 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Mar 2009 to 31 Mar 2009)
    • CF3 Chief Executive (4 Mar 2009 to 15 Aug 2016)
  • Elliot John Dunseath

    IRN EJD01058

    • [FCA CF] Significant management (29 Mar 2022 to 6 Jul 2023)
  • Frederikus Masteling

    IRN FXM01762

    • CF1 Director (AR) (22 Jun 2022 to 28 Oct 2024)
  • Hugh John Charles Morland

    IRN HJM01080

    • SMF9 Chair of the Governing Body (12 Apr 2023 to 29 Feb 2024)
    • CF1 Director (AR) (14 Jul 2014 to 25 Jun 2019)
    • CF2 Non Executive Director (4 Mar 2009 to 25 Jun 2019)
  • Ian Kenneth Selby

    IRN IXS00196

    • CF1 Director (AR) (since 5 Jul 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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