Date authorised
1 April 2013
Companies House
04409827
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Fen Court
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070901700
  • Complaints Contact

    1 Fen Court
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070901700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, Retail (Investment), Assistance, Damage to property, General liability, Goods in transit, Land Vehicles, Miscellaneous financial loss, Motor vehicle liability, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For Eligible Counterparty, Professional, Retail (Investment), Assistance, Damage to property, General liability, Goods in transit, Land Vehicles, Miscellaneous financial loss, Motor vehicle liability, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeffrey Mark Rubin

    IRN JMR01251

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 23 Jun 2022)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (22 Mar 2013 to 6 Mar 2016)
  • John William James Spencer

    IRN JWS00033

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 23 Jun 2020)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (10 Mar 2010 to 6 Mar 2016)
  • Malcolm Charles Newman

    IRN MCN01007

    • SMF11 Chair of the Audit Committee (since 1 Jul 2025)
  • Malcolm John Beane

    IRN MJB01487

    • SMF9 Chair of the Governing Body (since 1 Jul 2025)
    • SMF11 Chair of the Audit Committee (14 Apr 2022 to 30 Jun 2025)
  • Margaret Killeen

    IRN MXK00932

    • SMF7 Group Entity Senior Manager (23 Jun 2025 to 26 Aug 2025)
  • Matthew Scales

    IRN MXS01309

    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 21 Jun 2022)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (7 Nov 2011 to 6 Mar 2016)
  • Michael Gerard Wacek

    IRN MGW01104

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 30 Jun 2025)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (11 Mar 2010 to 6 Mar 2016)
  • Neil David Duncan

    IRN NDD00029

    • SMF20 Chief Actuary (since 10 Dec 2018)
    • SMF4 Chief Risk (since 10 Dec 2018)
    • SIMF4 Chief Risk Function (16 Jun 2016 to 9 Dec 2018)
    • SIMF20 Chief Actuary Function (16 Jun 2016 to 9 Dec 2018)
  • Philip Thomas Foley

    IRN PTF01015

    • CF1 Director (19 Aug 2009 to 20 Mar 2014)
    • CF29 Significant management (20 Apr 2009 to 20 Mar 2014)
  • Richard Frederick Coerver IV

    IRN RXC00702

    • SMF7 Group Entity Senior Manager (since 18 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.