Date authorised
1 April 2013
Companies House
04409827
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Fen Court
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070901700
  • Complaints Contact

    1 Fen Court
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070901700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, Retail (Investment), Assistance, Damage to property, General liability, Goods in transit, Land Vehicles, Miscellaneous financial loss, Motor vehicle liability, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For Eligible Counterparty, Professional, Retail (Investment), Assistance, Damage to property, General liability, Goods in transit, Land Vehicles, Miscellaneous financial loss, Motor vehicle liability, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Scott Donovan

    IRN RSD01052

    • CF2 Non Executive Director (14 Nov 2006 to 1 Apr 2010)
  • Robert Bernhard Kastner

    IRN RBK01014

    • SMF3 Executive Director (since 10 Dec 2018)
    • CF1 Director (21 May 2007 to 9 Dec 2018)
  • Robert Crowther

    IRN RXC00433

    • SMF7 Group Entity Senior Manager (since 23 Jun 2022)
  • Robert Sebastian Pollock

    IRN RXP00487

    • SMF1 Chief Executive (since 19 Jun 2023)
  • Rosemary Beaver

    IRN RXB23499

    • SMF10 Chair of the Risk Committee (since 24 Mar 2020)
  • Simon Timothy Fradd

    IRN STF01006

    • CF2 Non Executive Director (19 May 2006 to 9 Dec 2011)
  • Sonny Kapur

    IRN SXK01135

    • SMF2 Chief Finance (since 10 Dec 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (21 Mar 2011 to 6 Mar 2016)
  • Stephen Lawrence Gordon

    IRN SLG01020

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 22 Apr 2020)
    • SIMF22 Chief Underwriting Officer Function (4 Jul 2016 to 9 Dec 2018)
    • CF1 Director (19 May 2006 to 30 Mar 2009)
    • Responsible for Insurance Mediation (19 May 2006 to 30 Mar 2009)
  • Tracey Olivia Lillington

    IRN TOL01000

    • CF1 Director (19 May 2006 to 17 Oct 2007)
  • Vincent Gabriel Celano

    IRN VGC00008

    • SMF5 Head of Internal Audit (10 Dec 2018 to 3 Jan 2025)
    • SIMF5 Head of Internal Audit Function (7 Jun 2016 to 9 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.