Date authorised
1 April 2013
Companies House
04409827
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Fen Court
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070901700
  • Complaints Contact

    1 Fen Court
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070901700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, Retail (Investment), Assistance, Damage to property, General liability, Goods in transit, Land Vehicles, Miscellaneous financial loss, Motor vehicle liability, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For Eligible Counterparty, Professional, Retail (Investment), Assistance, Damage to property, General liability, Goods in transit, Land Vehicles, Miscellaneous financial loss, Motor vehicle liability, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alane Carey

    IRN AXC22096

    • SMF7 Group Entity Senior Manager (13 Feb 2020 to 30 Jun 2025)
  • Andrew Acheson Barnard

    IRN AAB01033

    • CF1 Director (19 May 2006 to 26 Mar 2010)
  • Andrew Pecover

    IRN AXP02161

    • SMF23 Chief Underwriting Officer (since 31 Aug 2022)
  • Brian David Young

    IRN BDY01003

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 20 Jun 2023)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (7 Oct 2008 to 16 Jun 2011)
    • CF8 Apportionment and Oversight (19 May 2006 to 18 Jul 2008)
    • CF3 Chief Executive (19 May 2006 to 18 Jul 2008)
  • Carl Anthony Overy

    IRN CAO01026

    • SMF7 Group Entity Senior Manager (since 22 May 2023)
    • SMF1 Chief Executive (10 Dec 2018 to 20 Jun 2023)
    • SMF3 Executive Director (10 Dec 2018 to 20 Jun 2023)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF8 Apportionment and Oversight (20 Oct 2008 to 6 Mar 2016)
    • CF3 Chief Executive (20 Oct 2008 to 6 Mar 2016)
    • CF1 Director (21 May 2007 to 9 Dec 2018)
  • Elise Ahearn

    IRN EXA00287

    • SMF7 Group Entity Senior Manager (since 1 Jan 2026)
  • Francesca Guardi

    IRN FXG00111

    • SMF5 Head of Internal Audit (since 1 Jan 2025)
  • Henry James Louis Withinshaw

    IRN HJW01063

    • SMF16 Compliance Oversight (since 16 Apr 2019)
    • SMF24 Chief Operations (since 16 Apr 2019)
    • SMF3 Executive Director (since 10 Dec 2018)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (11 Oct 2016 to 30 Sep 2018)
    • CF1 Director (18 Aug 2016 to 9 Dec 2018)
  • James Richard Fenwick Micklem

    IRN JRM01092

    • CF1 Director (19 May 2006 to 1 Oct 2016)
  • Jan Christiansen

    IRN JXC02354

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 20 Mar 2024)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Jun 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (11 Jun 2010 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.