New Europe Advisers Limited

Date authorised
1 April 2013
Companies House
06077156
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    85 Gresham Street
    London
    EC2V 7NQ
    UNITED KINGDOM
    Phone
    +4402031708195
    Web
    https://www.neweuropeadvisers.co.uk

  • Complaints Contact

    85 Gresham Street
    London
    EC2V 7NQ
    UNITED KINGDOM
    Phone
    +442031708195

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Suzanne O'Mahony

    IRN KSO01002

    • CF1 Director (AR) (25 Apr 2016 to 31 Mar 2017)
    • CF30 Customer (25 Apr 2016 to 31 Mar 2017)
  • Kevin Francis Krasovic

    IRN KFK01003

    • CF30 Customer (6 Jan 2015 to 13 Sep 2016)
  • Marc-Olivier Lebeau

    IRN MXL01607

    • CF30 Customer (26 Apr 2013 to 3 Aug 2015)
  • Mark James Rorison

    IRN MJR01177

    • [FCA CF] Client dealing (8 Jan 2021 to 5 Oct 2023)
  • Mark Thaddeus Otto

    IRN MTO01006

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (26 Sep 2019 to 20 Oct 2021)
    • CF3 Chief Executive (23 Apr 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Apr 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (23 Apr 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Apr 2007 to 8 Dec 2019)
    • CF1 Director (23 Apr 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (23 Apr 2007 to 31 Oct 2007)
  • Natalia Shachkova

    IRN NXS00496

    • CF1 Director (AR) (since 27 Mar 2023)
  • Peter William Wells

    IRN PWW01061

    • CF30 Customer (28 Apr 2017 to 15 Jan 2018)
  • Pierre-Arnaud Ladoux

    IRN PXL00105

    • [FCA CF] Client dealing (1 Apr 2022 to 27 Jun 2023)
  • Ryan Cleland-Bogle

    IRN RXC01719

    • CF2 Non Executive Director (AR) (1 Dec 2014 to 27 Jul 2015)
  • Shahar Zer

    IRN SXZ01030

    • CF30 Customer (19 Aug 2009 to 27 Jun 2012)
    • CF1 Director (AR) (19 Aug 2009 to 27 Jun 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.