New College Capital Ltd

• Principal Place of Business

  39-40 St. James Place

  London

  SW1A 1NS

  UNITED KINGDOM

  Phone

  +4402074958720

  Web

  https://www.newcoll.com

• Complaints Contact

  39-40 St. James Place

  London

  SW1A 1NS

  UNITED KINGDOM

  Phone

  +4402074958720

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Leonard

  IRN NDL01013

  • [FCA CF] Client dealing (since 7 Mar 2025)
• Nicholas Perryman

  IRN NAP00004

  • CF30 Customer (15 Jun 2021 to 7 Oct 2022)
  • CF1 Director (AR) (15 Jun 2021 to 7 Oct 2022)
  • [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
  • [FCA CF] Client dealing (9 Dec 2020 to 7 Oct 2022)
• Nicolas Charles Maximilien Thum

  IRN NCT01026

  • CF30 Customer (8 Sep 2017 to 16 Oct 2020)
  • CF4 Partner (AR) (8 Sep 2017 to 16 Oct 2020)
• Paul Glen Schultz

  IRN PGS01055

  • CF30 Customer (8 Sep 2017 to 16 Oct 2020)
  • CF4 Partner (AR) (8 Sep 2017 to 16 Oct 2020)
• Pavlos Bailas

  IRN PXB02019

  • CF30 Customer (24 Nov 2017 to 15 Oct 2019)
• Peter Planting-Gyllenbaga

  IRN NPG01018

  • CF30 Customer (1 Sep 2010 to 30 Nov 2011)
• Raffaello Nemni

  IRN REN01008

  • [FCA CF] Client dealing (since 28 Apr 2025)
  • [FCA CF] Client dealing (27 May 2021 to 15 Dec 2023)
• Robert David Reoch

  IRN RXR01394

  • CF30 Customer (4 Jul 2008 to 8 Dec 2019)
• Stephanie Nancy Villalba

  IRN SXV01075

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)

• ENODO CAPITAL LIMITED (no longer appointed)

  FRN 937307 · Appointed 28 Oct 2020 · Until 7 Oct 2022

• Bayes Investments Limited (no longer appointed)

  FRN 661233 · Appointed 12 Mar 2018 · Until 7 Jan 2026

• New College Capital Partners LLP (no longer appointed)

  FRN 771999 · Appointed 1 Sep 2017 · Until 16 Oct 2020

No changes recorded yet.