Nemesis Asset Management LLP

• Principal Place of Business

  Nemesis Asset Management LLP

  53 Davies Street

  London

  W1K 5JH

  UNITED KINGDOM

  Phone

  +4402078589940

  Web

  https://www.nemesisam.com

• Complaints Contact

  Nemesis Asset Management LLP

  53 Davies Street

  London

  W1K 5JH

  UNITED KINGDOM

  Phone

  +4402078589940

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Scott Gardiner

  IRN SXG06383

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 27 Aug 2021)
  • [FCA CF] Client dealing (since 27 Aug 2021)
• Simon James Eckersley

  IRN SJE01048

  • CF27 Investment Management (2 Oct 2002 to 22 May 2003)
  • CF4 Partner (2 Oct 2002 to 22 May 2003)
• Stephen Kemp Ikle

  IRN SKI01002

  • CF4 Partner (2 Oct 2002 to 16 May 2003)
  • CF27 Investment Management (2 Oct 2002 to 16 May 2003)
• Thomas Castri

  IRN TXC01118

  • CF21 Investment Adviser (4 Nov 2002 to 23 Jan 2004)
  • CF22 Investment Adviser (Trainee) (2 Oct 2002 to 23 Jan 2004)
• Vanessa Julie Backovic

  IRN VJA01007

  • CF30 Customer (13 Jul 2009 to 3 Mar 2017)
• Victoria Susan Howard

  IRN VSH01009

  • CF30 Customer (1 Nov 2007 to 28 May 2008)
  • CF21 Investment Adviser (14 Feb 2007 to 31 Oct 2007)
• Wajid Khan

  IRN WXK01096

  • [FCA CF] Significant management (since 10 Aug 2021)
  • [FCA CF] Manager of certification employee (since 10 Aug 2021)
  • Director of firm who is not a certification employee or a SMF manager (since 10 Aug 2021)
  • [FCA CF] CASS oversight function (10 Aug 2021 to 11 Aug 2021)
  • CF30 Customer (13 May 2009 to 8 Dec 2019)
• Wesley Irwin Paul

  IRN WIP01000

  • CF27 Investment Management (2 Oct 2002 to 20 Jan 2004)
  • CF3 Chief Executive (2 Oct 2002 to 20 Jan 2004)
  • CF4 Partner (2 Oct 2002 to 20 Jan 2004)
  • CF8 Apportionment and Oversight (2 Oct 2002 to 20 Jan 2004)

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