Nemesis Asset Management LLP

• Principal Place of Business

  Nemesis Asset Management LLP

  53 Davies Street

  London

  W1K 5JH

  UNITED KINGDOM

  Phone

  +4402078589940

  Web

  https://www.nemesisam.com

• Complaints Contact

  Nemesis Asset Management LLP

  53 Davies Street

  London

  W1K 5JH

  UNITED KINGDOM

  Phone

  +4402078589940

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joseph Patrick Rooney

  IRN JPR01059

  • CF27 Investment Management (2 Oct 2002 to 13 May 2003)
  • CF4 Partner (2 Oct 2002 to 13 May 2003)
• Jyothis Jayan

  IRN JXJ00351

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 25 Apr 2024)
  • [FCA CF] Client dealing (since 25 Apr 2024)
• Keith Brown

  IRN KSB01013

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 10 Nov 2023)
  • [FCA CF] Client dealing (since 10 Nov 2023)
• Lars Bjorn Dupont Jensen

  IRN LBJ01004

  • CF21 Investment Adviser (2 Oct 2002 to 2 Dec 2003)
  • CF4 Partner (2 Oct 2002 to 2 Dec 2003)
• Liam George Hughes

  IRN LGH01029

  • [FCA CF] Client dealing (27 Aug 2021 to 19 Jun 2023)
  • [FCA CF] Functions requiring qualifications (27 Aug 2021 to 19 Jun 2023)
• Luca Bottiglione

  IRN LXB01324

  • CF30 Customer (1 Nov 2007 to 19 Jan 2015)
  • CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
• Lucy Jane Bond Cottrell

  IRN LJC01135

  • CF10 Compliance Oversight (16 Oct 2008 to 19 Dec 2014)
  • CF11 Money Laundering Reporting (16 Oct 2008 to 19 Dec 2014)
• Marco Sticchi

  IRN MXS01415

  • CF30 Customer (9 Jul 2009 to 28 Aug 2012)
• Maria Pia Bazzano

  IRN MPB01122

  • CF30 Customer (19 May 2009 to 30 Jul 2010)
• Mark Andrew Harris

  IRN MAH01341

  • CF10 Compliance Oversight (30 Apr 2008 to 30 Jun 2008)
  • CF11 Money Laundering Reporting (30 Apr 2008 to 30 Jun 2008)

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