Nedgroup Investments (UK) Limited

• Principal Place of Business

  Nedgroup Investments (UK) Limited

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4401624645131

  Web

  https://www.nedgroupinvestments.com

• Complaints Contact

  Nedgroup Investments (UK) Limited

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +442070023412

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Brendan Hanratty

  IRN PBH01049

  • CF1 Director (15 Mar 2010 to 7 Sep 2011)
• Peter Brogan

  IRN PXB00519

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2026)
  • SMF16 Compliance Oversight (since 1 Apr 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Dec 2022 to 28 Mar 2025)
  • SMF16 Compliance Oversight (7 Dec 2022 to 28 Mar 2025)
• Peter Geoffrey Barradell

  IRN PGB01073

  • CF10 Compliance Oversight (8 Jul 2004 to 30 Jun 2015)
  • CF11 Money Laundering Reporting (20 Sep 2002 to 30 Jun 2015)
• Peter Henry Lane

  IRN PHL01019

  • CF1 Director (27 Mar 2002 to 30 Jun 2004)
• Richard Alan Pym

  IRN RAP01086

  • CF2 Non Executive Director (16 Nov 2009 to 16 Nov 2009)
• Robert Charles Norman Burdett

  IRN RCB01069

  • [FCA CF] Significant management (since 14 Oct 2024)
• Robin Victor Fitzgeorge-Balfour

  IRN RVF01003

  • CF22 Investment Adviser (Trainee) (27 Mar 2002 to 31 Oct 2003)
• Rodolfo Bogni

  IRN RXB01292

  • CF2 Non Executive Director (10 Feb 2010 to 10 Feb 2010)
• Rowan Peter Williams-Short

  IRN RPW01074

  • CF30 Customer (1 Nov 2007 to 25 Feb 2010)
  • CF22 Investment Adviser (Trainee) (26 Jan 2005 to 31 Oct 2007)
• Russell David Waite

  IRN RDW01093

  • CF30 Customer (14 May 2010 to 21 Sep 2011)

No changes recorded yet.