Nedbank Private Wealth Limited

• Principal Place of Business

  Nedbank Private Wealth Limited

  Seventh Floor

  12 Arthur Street

  London

  City Of London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +442070023600

  Web

  http://www.nedbankprivatewealth.com

• Complaints Contact

  Nedbank Private Wealth Limited

  Seventh Floor

  12 Arthur Street

  London

  City Of London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +442070023600

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rishad Aziz

  IRN RXA00180

  • SMF16 Compliance Oversight (since 20 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Aug 2021)
• Robert Currie

  IRN RXC00135

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 23 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
  • SMF19 Head of Overseas Branch/Head of Overseas (since 7 Mar 2016)
  • CF30 Customer (16 May 2012 to 6 Mar 2016)
• Rodolfo Bogni

  IRN RXB01292

  • CF2 Non Executive Director (10 Feb 2010 to 10 Feb 2010)
• Russell David Waite

  IRN RDW01093

  • CF30 Customer (3 Sep 2008 to 16 Sep 2011)
• Shane Brown

  IRN SXB00783

  • [FCA CF] Client dealing (16 Sep 2016 to 28 Feb 2022)
• Sid Ludbe

  IRN SXL00390

  • [FCA CF] Client dealing (since 3 Jun 2024)
  • [FCA CF] Functions requiring qualifications (13 Dec 2021 to 3 Jun 2024)
• Simon Gibbons

  IRN SAG01038

  • [FCA CF] Significant management (since 14 Aug 2025)
  • SMF7 Group Entity Senior Manager (31 Jan 2025 to 14 Aug 2025)
• Simon Michael Prescott

  IRN SMP00031

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 23 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
  • CF30 Customer (13 Aug 2010 to 6 Mar 2016)
• Simon Quirk

  IRN SXQ00049

  • [FCA CF] Significant management (since 14 Aug 2025)
  • SMF7 Group Entity Senior Manager (19 Jul 2023 to 14 Aug 2025)
• Stephen Peter Fox

  IRN SPF01070

  • SMF7 Group Entity Senior Manager (since 7 Mar 2016)
  • CF1 Director (1 Sep 2011 to 6 Mar 2016)

No changes recorded yet.