Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nedbank Private Wealth Limited
FRN 313189
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 23 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- SMF19 Head of Overseas Branch/Head of Overseas (since 7 Mar 2016)
- CF30 Customer (16 May 2012 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 7 Apr 2010)
- CF21 Investment Adviser (10 Jan 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Oct 2002 to 10 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.