Nedbank Limited

• Principal Place of Business

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

  Web

  https://www.nedbank.co.uk

• Complaints Contact

  7th Floor

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4407515993617

• Bank Deposits

  For All, Deposit

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  • · Accepting deposits is limited to wholesale business.

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Raymond Cockrem

  IRN RXC01712

  • CF28 Systems and controls (3 Mar 2009 to 25 Jan 2012)
• Raymond John Wallace

  IRN RJW01245

  • CF21 Investment Adviser (30 Jun 2004 to 28 Feb 2005)
• Richard Alan Pym

  IRN RAP01086

  • CF2 Non Executive Director (16 Nov 2009 to 16 Nov 2009)
• Richard James Flaherty

  IRN RXF00177

  • [FCA CF] Client dealing (since 6 Dec 2021)
• Robert John Bates

  IRN RJB01278

  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 29 Apr 2005)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 29 Apr 2005)
• Rodolfo Bogni

  IRN RXB01292

  • CF2 Non Executive Director (10 Feb 2010 to 10 Feb 2010)
• Ross William Lawson

  IRN RWL01033

  • CF30 Customer (1 Nov 2007 to 20 Feb 2009)
  • CF26 Customer Trading (10 Jul 2006 to 31 Oct 2007)
• Rubens Mizukawa Iwakura

  IRN MXI01107

  • [FCA CF] Client dealing (since 22 Oct 2018)
• Samantha Chislett

  IRN SXC01803

  • CF19 Significant Mgt (Financial Resources) (1 Jul 2005 to 31 Oct 2006)
  • CF14 Risk Assessment (1 Jul 2005 to 31 Oct 2006)
• Samta Rameshchandra Lalan

  IRN SRL01099

  • [FCA CF] Client dealing (since 7 Jun 2018)
  • [FCA CF] Manager of certification employee (7 Mar 2023 to 6 Mar 2024)
  • [FCA CF] Material risk taker (7 Jun 2018 to 8 Mar 2022)

No changes recorded yet.