NCM Fund Services Limited

• Principal Place of Business

  Fourth Floor

  7 Castle Street

  Edinburgh

  EH2 3AH

  UNITED KINGDOM

  Phone

  +441316037020

  Web

  https://www.ncmfundservices.com

• Complaints Contact

  Fourth Floor

  7 Castle Street

  Edinburgh

  EH2 3AH

  UNITED KINGDOM

  Phone

  +441316037020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Eric Nash

  IRN IEN01000

  • CF1 Director (20 Jul 2005 to 16 Jun 2006)
• James Ashley Bruegger

  IRN JAB01607

  • CF30 Customer (17 Nov 2016 to 30 Jun 2017)
  • CF4 Partner (AR) (17 Nov 2016 to 30 Jun 2017)
• James Michael Littlewood

  IRN JML01231

  • CF30 Customer (4 Feb 2015 to 4 Jun 2015)
• James Robert Satterthwaite

  IRN JRS01265

  • CF30 Customer (25 Apr 2011 to 1 Mar 2012)
• James Sullivan

  IRN JAS01409

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (10 Sep 2015 to 8 Dec 2019)
• James William Robson

  IRN JWR01049

  • CF30 Customer (18 Oct 2010 to 1 Mar 2012)
• Jean-Francois Diaz

  IRN JXD02439

  • CF1 Director (AR) (26 Jul 2016 to 16 Jun 2017)
• Jeffrey Paul Thomas

  IRN JXT16515

  • CF1 Director (AR) (17 Oct 2019 to 26 Oct 2020)
  • CF30 Customer (17 Oct 2019 to 26 Oct 2020)
• John Charles Connell

  IRN JCC01249

  • CF30 Customer (12 Sep 2017 to 20 Dec 2018)
  • CF4 Partner (AR) (12 Sep 2017 to 20 Dec 2018)
• Jonathan Geoffrey Rawlings

  IRN JXR26880

  • CF30 Customer (10 Jan 2020 to 26 Jan 2024)

• Fundamentum Property Advisers Limited

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• Elaghmore Advisor LLP

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• Liquid Venture Managers LLP (no longer appointed)

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• Tynton Management Limited (no longer appointed)

  FRN 844574 · Appointed 21 Jun 2019 · Until 26 Oct 2020

• Palladian Investment Partners LLP (no longer appointed)

  FRN 828815 · Appointed 9 Apr 2019 · Until 2 Feb 2021

• Akero Capital Partners LLP (no longer appointed)

  FRN 804840 · Appointed 23 Mar 2018 · Until 26 Oct 2022

• Imbiba Growth LLP (no longer appointed)

  FRN 788010 · Appointed 1 Sep 2017 · Until 20 Dec 2018

• BGV Investment Management Limited (no longer appointed)

  FRN 770274 · Appointed 26 Jan 2017 · Until 30 Jun 2017

• OXX Limited (no longer appointed)

  FRN 766528 · Appointed 7 Dec 2016 · Until 17 Apr 2019

• Seraphim Space (Manager) LLP (no longer appointed)

  FRN 763050 · Appointed 28 Oct 2016 · Until 30 Jun 2017

No changes recorded yet.