NCM Fund Services Limited

Date authorised
1 April 2013
Companies House
SC166074
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fourth Floor
    7 Castle Street
    Edinburgh
    EH2 3AH
    UNITED KINGDOM
    Phone
    +441316037020
    Web
    https://www.ncmfundservices.com

  • Complaints Contact

    Fourth Floor
    7 Castle Street
    Edinburgh
    EH2 3AH
    UNITED KINGDOM
    Phone
    +441316037020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Digby Marritt Jones

    IRN DMJ01086

    • CF2 Non Executive Director (AR) (10 Oct 2016 to 16 Jun 2017)
  • Douglas James Gibson Graham

    IRN DJG01259

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2011 to 8 Dec 2019)
    • CF1 Director (5 Sep 2011 to 8 Dec 2019)
  • Douglas Robert David Oppenheim

    IRN DRO01020

    • CF30 Customer (24 Apr 2019 to 1 Feb 2021)
    • CF4 Partner (AR) (24 Apr 2019 to 1 Feb 2021)
  • Elizabeth Anne Ewing

    IRN EAE01025

    • CF30 Customer (1 May 2013 to 8 Dec 2019)
  • Frank Blin

    IRN FXB01091

    • CF2 Non Executive Director (AR) (19 Feb 2014 to 31 Jan 2016)
  • George Brian Phillips

    IRN GBP01010

    • CF30 Customer (14 Dec 2017 to 20 Dec 2018)
    • CF4 Partner (AR) (14 Dec 2017 to 20 Dec 2018)
  • George Damian Whitehead

    IRN GDW01065

    • CF4 Partner (AR) (6 Jan 2020 to 26 Oct 2022)
    • CF30 Customer (6 Jan 2020 to 26 Oct 2022)
  • Giles Peter Beswick

    IRN GPB01101

    • CF3 Chief Executive (AR) (28 Jan 2015 to 1 Jun 2015)
    • CF30 Customer (28 Jan 2015 to 4 Jun 2015)
  • Gregory David Koral

    IRN GDK01025

    • CF30 Customer (19 Sep 2016 to 10 Sep 2019)
    • CF4 Partner (AR) (19 Sep 2016 to 10 Sep 2019)
  • Hamish Robert Muir MacKenzie

    IRN HRM01009

    • CF30 Customer (17 Apr 2019 to 1 Feb 2021)
    • CF4 Partner (AR) (17 Apr 2019 to 1 Feb 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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