Natixis

• Principal Place of Business

  Natixis

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +4402032169000

  Web

  https://emea.cib.natixis.com/united-kingdom

• Complaints Contact

  Natixis

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442032169000

• Bank Deposits

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Teodor Minchev Bozhkov

  IRN TMB01109

  • [FCA CF] Client dealing (since 2 Nov 2021)
• Terence Michael Sands

  IRN TMS01072

  • [FCA CF] Client dealing (since 26 Jun 2017)
• The Duy Nguyen

  IRN TDN01010

  • CF30 Customer (2 Sep 2011 to 28 Jan 2016)
• Thomas Edward McGrath

  IRN TEM01030

  • [FCA CF] Client dealing (7 Mar 2016 to 15 Jul 2019)
  • CF30 Customer (16 Nov 2015 to 6 Mar 2016)
• Thomas Lay

  IRN TXL34867

  • [PRA CF] Significant risk taker or Material risk taker (25 Oct 2021 to 1 Jan 2022)
  • [FCA CF] Functions requiring qualifications (19 Sep 2016 to 5 Mar 2021)
  • [FCA CF] Client dealing (19 Sep 2016 to 1 Jan 2022)
  • [FCA CF] Manager of certification employee (19 Sep 2016 to 1 Jan 2022)
• Thomas Louis Nicolas Girard

  IRN TLG01026

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Feb 2019)
  • [FCA CF] Client dealing (7 Mar 2016 to 3 Feb 2019)
  • CF30 Customer (20 Feb 2015 to 6 Mar 2016)
• Thomas Tancerman

  IRN TXT00130

  • [FCA CF] Client dealing (7 Oct 2021 to 11 Dec 2023)
• Thomas Wolf Stephen Hodge

  IRN TWH01028

  • [FCA CF] Client dealing (since 26 Oct 2023)
• Tim Beckmann

  IRN TXB01239

  • CF21 Investment Adviser (4 Jul 2006 to 31 Aug 2007)
• Timothy Henderson Lyes

  IRN THL00019

  • CF30 Customer (21 May 2013 to 6 Mar 2016)

• Axeltis Limited (no longer appointed)

  FRN 211455 · Appointed 29 Apr 2002 · Until 17 Jul 2002

No changes recorded yet.