Thomas Lay

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis (no longer approved here)

    FRN 206092

    • [PRA CF] Significant risk taker or Material risk taker (25 Oct 2021 to 1 Jan 2022)
    • [FCA CF] Client dealing (19 Sep 2016 to 1 Jan 2022)
    • [FCA CF] Functions requiring qualifications (19 Sep 2016 to 5 Mar 2021)
    • [FCA CF] Manager of certification employee (19 Sep 2016 to 1 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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