Natixis

• Principal Place of Business

  Natixis

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +4402032169000

  Web

  https://emea.cib.natixis.com/united-kingdom

• Complaints Contact

  Natixis

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442032169000

• Bank Deposits

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Jean Andre Clement

  IRN RXC01267

  • CF21 Investment Adviser (30 May 2002 to 22 Jun 2004)
• Richard Jonathan Wood

  IRN RJW01360

  • [FCA CF] Client dealing (11 Aug 2017 to 8 Jul 2021)
  • [FCA CF] Functions requiring qualifications (11 Aug 2017 to 5 Mar 2021)
• Richard Slape

  IRN RXS01271

  • CF30 Customer (1 Nov 2007 to 22 Feb 2008)
  • CF21 Investment Adviser (15 Sep 2006 to 31 Oct 2007)
• Rime Barbara Sabbah

  IRN RBS01071

  • CF30 Customer (4 Jan 2011 to 9 Nov 2011)
• Robert Gordon Stevens

  IRN RGS01084

  • CF30 Customer (17 Nov 2010 to 21 Dec 2012)
• Robert Ian Sage

  IRN RIS01024

  • CF30 Customer (6 Oct 2015 to 6 Mar 2016)
• Robert James Abel

  IRN RJA01148

  • [FCA CF] Client dealing (31 Aug 2016 to 5 Mar 2021)
  • [FCA CF] Functions requiring qualifications (31 Aug 2016 to 5 Mar 2021)
• Robert James Andrew OKeeffe

  IRN RXO43184

  • [FCA CF] Functions requiring qualifications (2 Jan 2018 to 5 Mar 2021)
  • [FCA CF] Client dealing (2 Jan 2018 to 24 Feb 2025)
• Robert Michael Padden

  IRN RXP00385

  • [FCA CF] Client dealing (19 Apr 2022 to 20 Sep 2023)
• Robert Tindale Shadforth

  IRN RTS01036

  • CF29 Significant management (7 Nov 2008 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (1 Jan 2008 to 20 Feb 2008)
  • CF10 Compliance Oversight (1 Jan 2008 to 5 Aug 2008)

• Axeltis Limited (no longer appointed)

  FRN 211455 · Appointed 29 Apr 2002 · Until 17 Jul 2002

No changes recorded yet.