Natixis Investment Managers UK Limited

• Principal Place of Business

  Level 4

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442034056000

  Web

  http://www.im.natixis.com

• Complaints Contact

  Level 4

  Cannon Bridge House

  25 Dowgate Hill

  London

  City Of London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442034056000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Geraldine Anne Smallbone

  IRN GAS01068

  • CF10 Compliance Oversight (31 Jul 2002 to 7 Nov 2003)
  • CF11 Money Laundering Reporting (31 Jul 2002 to 7 Nov 2003)
• Gilles Joseph Alexandre Guerin

  IRN GJG01047

  • CF3 Chief Executive (15 Mar 2002 to 9 Jul 2003)
  • CF8 Apportionment and Oversight (15 Mar 2002 to 1 Apr 2004)
  • CF1 Director (15 Mar 2002 to 10 Jul 2006)
• Graeme Rex Hill

  IRN GRH01116

  • CF10 Compliance Oversight (5 Sep 2013 to 28 Jul 2015)
  • CF11 Money Laundering Reporting (5 Sep 2013 to 28 Jul 2015)
• Graham Helme Brewster

  IRN GHB01038

  • CF30 Customer (12 Feb 2016 to 31 Jul 2017)
• Herve Rene Louis Guinamant

  IRN HRG01008

  • CF3 Chief Executive (7 Dec 2009 to 18 Aug 2017)
  • CF1 Director (6 Sep 2006 to 18 Aug 2017)
• Ilaria Verde

  IRN IXV01084

  • CF30 Customer (4 Mar 2016 to 19 Jul 2018)
• James Hughes

  IRN JRH01164

  • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2020)
  • CF1 Director (16 Oct 2019 to 8 Dec 2019)
  • CF30 Customer (20 Mar 2019 to 8 Dec 2019)
• James Moffat Lindsay

  IRN JML01246

  • [FCA CF] Client dealing (24 Jan 2020 to 28 Dec 2025)
• James Nicholas Beaumont

  IRN JNB01053

  • SMF3 Executive Director (9 Aug 2021 to 24 Sep 2024)
  • [FCA CF] Significant management (16 Jul 2021 to 9 Aug 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Aug 2021)
  • CF30 Customer (19 Oct 2012 to 8 Dec 2019)
• James Patrick Walkin

  IRN JPW01201

  • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2023)
  • CF30 Customer (1 Jun 2012 to 8 Dec 2019)

No changes recorded yet.