Nationwide Building Society

• Principal Place of Business

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

  Web

  https://www.nationwide.co.uk

• Complaints Contact

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Helen Swaby

  IRN HXS85588

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Apr 2022)
• Helen Thompson

  IRN HXT01132

  • CF30 Customer (1 Nov 2007 to 15 Aug 2008)
  • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (27 Feb 2006 to 2 Jul 2007)
• Helen Wilson

  IRN HVW00001

  • CF30 Customer (1 Nov 2007 to 4 Jul 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Helena Elizabeth Wardle

  IRN HEW01022

  • CF30 Customer (16 Feb 2011 to 23 Jun 2014)
• Henry Jordan

  IRN HXJ01110

  • SMF6 Head of Key Business Areas (since 28 Nov 2024)
  • Responsible for Insurance Distribution (since 2 Jul 2024)
  • Responsibility for MCD Intermediation (since 2 Jul 2024)
  • [FCA CF] Manager of certification employee (10 Jan 2023 to 11 Dec 2024)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 11 Dec 2024)
  • [FCA CF] Significant management (7 Mar 2016 to 11 Dec 2024)
  • [FCA CF] Material risk taker (7 Mar 2016 to 11 Dec 2024)
• Henry Stevenson

  IRN HXS00053

  • [FCA CF] Manager of certification employee (since 2 Apr 2026)
• Hieth George

  IRN HJG00006

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Jun 2025)
• Hilary Margaret Williams

  IRN HME00001

  • CF22 Investment Adviser (Trainee) (12 Sep 2002 to 2 Oct 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
• Hima Patel

  IRN HXC01122

  • CF21 Investment Adviser (29 Jun 2004 to 29 Oct 2005)
  • CF22 Investment Adviser (Trainee) (29 Nov 2002 to 29 Jun 2004)
• Himal Vaghela

  IRN HXV01075

  • CF30 Customer (8 Jul 2011 to 26 Nov 2011)

• J W Homes (no longer appointed)

  FRN 460351 · Appointed 22 Nov 2006 · Until 17 Sep 2008

• Nicholsons Yorkshire Coast Estate Agents Ltd (no longer appointed)

  FRN 460352 · Appointed 22 Nov 2006 · Until 29 Sep 2009

• Bromleys Ltd (no longer appointed)

  FRN 459021 · Appointed 25 Oct 2006 · Until 8 May 2007

• Mapus Smith & Lemmon (no longer appointed)

  FRN 458718 · Appointed 17 Oct 2006 · Until 31 Dec 2010

• Appletree Ltd (no longer appointed)

  FRN 458137 · Appointed 4 Oct 2006 · Until 31 Dec 2010

• Bairstow Eves (West Midlands) Ltd (no longer appointed)

  FRN 457764 · Appointed 27 Sep 2006 · Until 17 Oct 2008

• Gardner Massey Wright (no longer appointed)

  FRN 457683 · Appointed 26 Sep 2006 · Until 31 Dec 2010

• Giles Smith Independent Financial Services Ltd (no longer appointed)

  FRN 457623 · Appointed 25 Sep 2006 · Until 31 Dec 2010

• Larards Property Management Ltd (no longer appointed)

  FRN 434008 · Appointed 21 Sep 2006 · Until 31 Dec 2010

• Miller & Son (no longer appointed)

  FRN 457555 · Appointed 21 Sep 2006 · Until 31 Dec 2010

No changes recorded yet.